Season 2, Episode 8 – What to do When You Didn’t do What You Were Supposed to Do.
With the written best interest documentation requirement now in place (as of July 1) and with some evidence that some advisors might not have focused on that deadline (or a series of others that took effect in February), in this episode, Nevin (Adams) & Fred (Reish) look at some new ways to “fix” non-compliance issues.
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